The Structured 4-Step BEM Rejection Protocol under § 167 Para. 2
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Governance & Compliance€0 · freeunder 30 min

The Structured 4-Step BEM Rejection Protocol under § 167 Para. 2

An employee declines BEM. Briefly, sometimes curtly, often without giving a reason. HR nods — and moves on. Three years later, in a wrongful-termination dispute, the labor court asks: 'Where is the proof that BEM was offered and that the rejection was documented?'

If the answer is 'the HR staffer at the time remembers it,' the termination is at risk.

Why the documentation is more critical than the conversation itself

The Federal Labor Court (BAG) has clarified in several rulings: without proper BEM documentation, heightened requirements apply to an illness-related termination — requirements that are barely achievable in practice. The burden of proof lies with the employer. The only evidence that counts: written documents with a date and demonstrable proof of delivery.

The 4-Step Protocol

**Step 1 — Archive proof of delivery:** The delivery receipt of the registered mail with confirmation of receipt goes straight into the BEM file. Never use email as the invitation channel — deliverability cannot be proven.

**Step 2 — Document the deadline:** The exact date on which the 14-day response deadline expires is noted. If there's no response: note 'No response by deadline [date].'

**Step 3 — Obtain written confirmation:** If the employee actively declines, ask for a brief signature: 'I decline the offer of Workplace Reintegration Management (BEM).' If the employee doesn't want to sign: note it in the record with a witness.

**Step 4 — GDPR-compliant archiving:** Keep the BEM file separate from the personnel file. Only BGM coordination and the health working group have access — not the direct supervisor.

How to put it in place

  1. 1
    File the certified-mail receipt of the BEM invitation in the BEM file
  2. 2
    Note the 14-day response deadline with its expiry date
  3. 3
    If there is no response after the deadline: add a note "No response, refusal assumed" with the date
  4. 4
    In case of active refusal: written confirmation or witness note
  5. 5
    Keep the BEM file separate from the personnel file — its own folder, its own directory
  6. 6
    Restrict access to the BEM file to BGM coordination / the health committee
  7. 7
    Observe the 5-year retention period from the conclusion of the process

What you need

Effort
under 30 min
Cost
Free
Duration
15 Minuten
Setup
5 min
  • Legal protection in case of illness-related termination — BAG-compliant documentation
  • GDPR Art. 9 compliance for special categories of data
  • Clear separation of BEM file / personnel file prevents data protection violations
  • Fully documented for labor court proceedings

Eligible for funding: up to €600 tax-free

Als Teil eines strukturierten BGM-Prozesses ist diese Maßnahme nach § 3 Nr. 34 EStG bis 600 € pro Mitarbeitendem und Jahr steuerfrei. Zertifizierte Angebote bezuschusst zusätzlich die Krankenkasse nach § 20b SGB V.

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Contributes to

Legally sound BEM documentation under Section 167 SGB IXProtection in labor court dismissal protection proceedingsGDPR-compliant archiving of sensitive health data

A fitting occasion

  • BEM Process Review: Workplace Reintegration Management (German Social Code IX, Section 167)

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BGM-Kompass covers German workplace health management (BGM): funding paths, figures and legal references (e.g. § 20b SGB V, § 3 No. 34 EStG, § 167 SGB IX, the statutory-health-insurer prevention guidelines) apply to Germany.